Katherine is an attorney in Messerli Kramer’s Commercial Real Estate and Estate Planning & Probate groups, working on matters related to real estate, succession planning, and business planning.
Profile
Representative Experience
-
One of only two attorneys nationally who has spoken extensively on the legal and ethical issues of variable annuities.
-
Worked three years with a large broker/dealer, as a personal advisor to the president, to transition the entire sales force from transaction sales to financial planning.
-
Created programs for a client in the viatical settlement industry to establish them as a model for ethical, compliant viatical firms.
-
Created a complete, compliance approved drip marketing campaign for a broker/dealer.
-
Created a dictionary of offending words for broker/dealers to scan e-mails and mail to comply with (then) NASD regulations.
-
Worked with an insurance broker/dealer to revamp their entire RIA program.
-
Created ethics programs for multiple national companies.
Professional & Community
Admissions
- Minnesota
- Wisconsin
Certifications
- Kolbe Certified
- Series 7 and 66, Life and Health Insurance Licensed, RIA representative
Honors & Distinctions
-
Former Member, CFP Board of Ethic and Professional Liability
-
Top 150 Financial Advisors for Physicians, Medical Economics